Securities

FINRA
FINRA is the Financial Industry Regulatory Authority. We don’t sell a thing—we regulate securities firms and stockbrokers that do. Our job is to protect investors every day by keeping the country’s capital markets fair. As a not-for-profit financial resource, FINRA offers unbiased information on a full range of issues that affect your money and investments.

SIPC
To learn more about what the Securities Investor Protection Corporation does—and does not do click the link above and then click the SIPC logo on the right hand side of the page to watch our Flash presentation.